Reasons for a Failed Trade| Trade Life Cycle-Part2|Buy-in and Sell-out| Auction

Trade Life Cycle link:
Trade Life Cycle-Part 1| Equity Settlement Process| Clearing House| Back Office Operations|
• Trade Life Cycle-Part ...
This video covers the below mentioned points:
1.Reasons for a failed trade.
2. How failed trades are managed.
3. Buy-in and Sell-out
@FinEx Training provides classroom training in Mumbai for CFA.
This Channel aims to help CFA, FRM, CFP aspirants; NISM, NCFM, CISI candidates; and Investment Banking Operations working professionals to understand the concept of Finance.
Hi. I am, Ashok Kumar Kasi, ex-IIM alumnus and the Founder of FinEx (Financial Exchange)Training. It is a Training Institute for CFA. This channel has content for CFA aspirants and General Finance for Investment Banking Operations. I can be contacted at 9840032032 for CFA training in Mumbai.
Whatsapp no: 9840032032. www.finextraining.com
#tlc #clearing #sellout #trade #settlements #investmentbanking

[@vishalathawale183]

Thanks Ashok, a video with full of information. However, if you can come up with ppt or ready notes then it will shorten the video length and will look good on presentation side.

[@FinExTraining]

Thanks for your feedback. Will certainly consider it. 😊

[@amrutapatade3827]

Hi sir can you make video on pair off and reversal and stock and cash reconciliation in trade settlement process

[@FinExTraining]

Sure. Will do it. Thanks for watching the video and commenting.

[@KavyaChandrashekar-z5n]

Hi Sir, In settlements process DK'd in the sense Cancel.

[@FinExTraining]

Yes bcz DK'd trade will have inconsistent or contradictory information.

[@jyotiramjadhav7255]

Hi Ashok, it will be great if you come up with different types of payment processing SWIFT messages. Like, I am part of Corporate Action team and we process MT566 SWIFT. Likewise there are others too. Let me know your views.

[@FinExTraining]

Sure. Thanks for your suggestion. Will make a video on SWIFT.

[@ashishgaikwad6061]

Please add the links in the thumbnail for the reference videos. It will be easy to find the videos

[@FinExTraining]

Thank you for your suggestion! I have added the Trade Life Cycle link in the description box now. Hope, it helps. Thank you!

[@ashishgaikwad6061]

Your videos are awesome. Please Keep posting it and keep educating us.

[@FinExTraining]

@@ashishgaikwad6061 Sure, will do. Your comments are very motivating. Thank you!

[@ashishgaikwad6061]

Sir, what if during the auction stage there is no buyer/seller for the securities. In this case, will the clearing house fail in fulfilling the requirements? How does this work?

[@FinExTraining]

Auction is always beneficial for buyers/sellers as they can quote higher/lower price and the Clearing house will have to buy it. And the Clearing House will pass on the higher cost to the broker and thn to the end investor. So, the Clearing House will not fall short of investors during Auction.