SOX 302: Who runs the Disclosure Committee during an IPO?

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BRIA

BRIA

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Who Runs the Quarterly Disclosure Committee Meetings During an IPO?
Are you wondering who is responsible for running the quarterly disclosure committee meetings during an IPO? In this video, I’ll explain who manages this crucial process right before your 10-K or 10-Q filings with the SEC.
Here's the answer:
The CFO or Controller and the General Counsel or Chief Legal Officer are responsible for running these meetings.
The finance team oversees the financial statements, including the MD&A section, while the legal team focuses on business descriptions, risk factors, and disclosures.
Both teams work together to ensure all aspects of the company are reviewed before filing, making sure nothing is missed. Stay tuned for more insights on the IPO process and SOX compliance!

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