Employment Law in the Financial Services Sector: During Employment: Misconduct Issues - 18 June 24

Aimed at HR professionals, in-house lawyers and others immersed in the financial sector, this series of four free 30 minute training sessions will provide an overview of the Senior Managers and Certification Regime (SM&CR) and consider some of the employment law and regulatory implications at various points in the employee lifecycle.
We’ll move on to look at employee misconduct from a pure employment context and more specific examples from the regulated sphere including examples of both financial and non-financial misconduct.