Non-Financial Misconduct - How Should Firms Investigate? What is the Appropriate Sanction?

  Рет қаралды 57

Squire Patton Boggs

Squire Patton Boggs

Күн бұрын

HR and compliance professionals: Are you curious about what the FCA expects from you when investigating non-financial misconduct?
In the fourth installment of this video series, #TeamSPB's Helen Adams helpfully addresses some crucial questions received from clients around regulator expectations and the depth of investigations required.
Read more on the topic here: ow.ly/GB4650SpRfO

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