Dean Tinney you are amazing - have sent multiple people to you. Thank you
@Series7Guru Жыл бұрын
Love referrals. Thank you so much.
@spvccio Жыл бұрын
Great video! Love the explantations they are extremely helpful.
@Series7Guru Жыл бұрын
Glad you found it helpful.
@theFD86 Жыл бұрын
Understanding DVP vs RVP and COD. Also the days around settlement and delivery as it relates to these
@Series7Guru Жыл бұрын
It is aim and shoot, point and click 35 days.
@nickh7257 Жыл бұрын
Thanks for these videos!
@Series7Guru Жыл бұрын
You are welcome
@TheReubenKincaid7 ай бұрын
Question. 10 I thought it would be C. Because Communication is defined as greater than 25 customers…correspondence is less than. This says Communications . Am I missing something
@Series7Guru7 ай бұрын
Nothing in the question about correspondence....did you listen to commentary? C is not ALWAYS true.
@videoso123xАй бұрын
Hi Dean, question 10...why is it not "C"? Don't. retail communications. require principal approval?? What am I missing?
@Series7GuruАй бұрын
Not always
@roundpossible2 жыл бұрын
Hi Dean! I don't quite understand question 1. In your explanation, you mentioned that we have to choose to be just one: either an agent, dealer, principal, etc. However in choice D, we are also acting as a dealer. Am I missing something?
@Series7Guru2 жыл бұрын
When crossing stock the firm is not acting as a dealer. Firm is acting as agent. An agent for both the buyer and the seller (dual agency)
@roundpossible2 жыл бұрын
@@Series7Guru Thank you so very much!
@Series7Guru2 жыл бұрын
@@roundpossible de nada
@AmysSewingRoom Жыл бұрын
Thank you!! This is so helpful!
@Series7Guru Жыл бұрын
Glad it was helpful!
@iixsarah932 жыл бұрын
For question #8 - why is choice C incorrect? Doesn’t a decrease in MV in a short margin account increase SMA?
@Series7Guru2 жыл бұрын
Question 8 is not about SMA or a short account. It is about limit order protection.
@roundpossible2 жыл бұрын
@@Series7Guru The question is about short memorandum account. Maybe you might have the wrong slide pulled up? I'd like to know the answer for this as well. This is a good question
@Series7Guru2 жыл бұрын
@@roundpossible that may or may not be true. It is not the best answer in the answer set. If I short 1,000 shares at 40 and stock goes to 30 yes but afterward goes back to 40 and then back down to 35 there will be no SMA from that market move downward. SMA does not stand for Short Memorandum Acccount. The S is for Special Memorandum Account.
@roundpossible2 жыл бұрын
@@Series7Guru Very helpful. Thank you so much!
@JNelms2 жыл бұрын
El Jefe, I hope all is well. I was wondering if your putting out another 50 Q’s - Series 24 explicated practice exam? Anything would help. Thx!
@Series7Guru2 жыл бұрын
Hoping to get a practice final up this week.
@JNelms2 жыл бұрын
@@Series7Guru Thanks, Dean! Btw - I’ve sent over a few of my guys to your channel. Appreciate it!