Form ADV Part I Breakdown (Series 63, 65, 66)

[@darlag13]

Great video

[@BasicWisdom]

Thanks for watching!

[@Virtues162]

The video is enlightening while at the same time bewildering!! If a person just passed the series 65 exam and wants to register as a completely new Investment Advisor (also IAR) as a sole proprietor, almost all of the form fields like AUM, history and others will be rendered irrelevant . Won't they be? So, how does the sole proprietor fill the form in this case?? Many thanks for the help in advance !!

[@BasicWisdom]

I would assume the fields would be left blank or N/A (not applicable). Depends on the state and their general process.

[@michaelpatrickmonahan1873]

Great lesson thank you…

[@andreasjuarez9094]

Thx