Series 65 Exam Kaplan Practice Test Live Explication. Hit Pause, Answer, Hit Play.

[@kylewheeler4550]

The future of my family was on my shoulders, I took a chance and changed jobs and found myself convinced I wouldn’t pass the 65. I was freaking out heading into the exam. There were 8 or 9 instances I read a question and immediately remembered key moments of your videos. I passed the 65 first attempt and cried happy tears in the car. From the bottom of my heart Dean, THANK YOU THANK YOU THANK YOU!

[@Series7Guru]

Kudos Investment Advisor Representative!

[@jakeargon3662]

Hey Dean!! Just wanted to leave a comment of appreciation because I just passed my 65 today and I couldn’t have done it without your content! I was lost in my career path and had no plans for what I wanted to do but after watching your videos I found a passion and the information to achieve it. You’re the best Dean!!!

[@Series7Guru]

Kudos Investment Advisor Representative!

[@joseC2013]

Everyone listen here. Passed my s65 today second attempt. Let me tell you! Keep at it and KEEP Dean in your daily study routine! I would Randomly play his vids here and there. TRUST me do the explication exams by Dean and the lecture videos he makes! Also the key that helped me familiarize myself that im actually doing good was watching Dean and Brian Lees podcast episodes!!!!

[@Series7Guru]

Kudos Investment Advisor Representative! Thanks for the shout out and paying it forward with this your victory post.

[@AbrahamGonzalez-pz4ki]

Yea man! Thank you for the motivation.

[@AbrahamGonzalez-pz4ki]

You know I realized this week? Dean won’t be there to read the questions to me. When I take the test 😂

[@harrisonlittle5089]

Dean! I just wanted to say thank you thank you thank you!!! Your generosity and wisdom has helped me so much. I passed my series 65 today and I have to say so much of that stemmed from you and your channel. Thank you for helping one of my dreams come true!

[@Series7Guru]

Kudos Investment Advisor Representative! Always very gratifying when my channel contributes to test taking victories and dreams like yours.

[@FindingYourEdge]

Thank you, Dean, you are the best. Your video is the best I have seen to prepare the exam. Much Appreciated

[@Series7Guru]

My pleasure. Glad you found it helpful. Thanks so much for the super chat.

[@matthewbailey1876]

Thanks so much Dean for all the great videos. I finally finished my SIE/Series 6/63/65 !!!

[@Series7Guru]

Wow! Kudos on all those testing victories!

[@jonathanarchila3376]

Passed the series 65! Thank you Dean for your videos and content they helped a lot

[@Series7Guru]

Kudos Investment Advisor Representative! Always very gratifying when my content contributes to test taking victories like yours.

[@mattglass3966]

Dean, can’t thank you enough for the patience and dedication in putting this material together for people like me. Your content was by far the most helpful. Passed my series 65 yesterday! Would be happy to to do a debrief if your in need to try and give back. Thank you again!

[@Series7Guru]

Kudos Investment Advisor Representative! Always very gratifying when my channel contributes to test taking victories like yours.

[@jackierindner3846]

Hi Dean, I followed along with you and Chris during the test exam. I found it helpful and hope to pass my test that I am scheduled to take next week. Thank you

[@Series7Guru]

You got this. Sending you good test vibes!

[@christopherjames5276]

Dean was amazing can’t imagine I would’ve passed without him

[@AbrahamGonzalez-pz4ki]

Dean, your comment about the Silicone banks. Cracks me up…. I don’t need explanation on how they did it. I did my own research on it

[@Series7Guru]

Didn't make the video for you. Lol

[@panchito808]

hello Dean, for question 52 (QID 1263590) the client now owns a LARGE position in XYZ, why would she hedge with buying a Put when she can write a call (covered call) and possibly receive income if she is wrong while hedging her large position. My guess is since we do not know qty we cannot assume she has 100 shares of XYZ

[@Series7Guru]

A choice to sell is better protection than an obligation to sell.

[@ChaimS]

Thank you for putting these out there and helping both those on the call and those watching! If I may make a suggestion, it would be very helpful if you read all the choices as well and not just the question. This would be very helpful for those of us who either cannot read the fine print very well, or who are listening as opposed to watching to kind of have this subconscious studying in the background. Thank you again!

[@Series7Guru]

Will do.

[@ChaimS]

@@Series7Guru Thank you!

[@Garrhart]

These Explication videos are phenomenal Neal, thank you

[@Series7Guru]

Glad you are finding them helpful.

[@Sam-bg5bj]

Awesome video, great job Chris! Would you recommend doing the test geek review last? I plan on watching all 5 reviews.

[@Series7Guru]

Yes. Use that as your last mark.

[@loriwilkinson6063]

Hey Dean! I have been obsessing on all of these explications and I appreciate them so much! A constructive criticism however, you have mentioned multiple times that a number of us listen and watch on our mobile devices. Believe it or not I listen in the car a lot so I'm not actually reading the questions I'm listening to your great explications of the questions in the answers. So in this particular video, it's not very helpful for those of us that are just listening or are looking on a mobile device and can't really see because you read the question and then we hear Chris say I'm going to go with A which means nothing... This is definitely meant to be more constructive than criticism, I totally appreciate you both!

[@Series7Guru]

Thanks for that. I will try and remember that moving forward.

[@Aiworld2025]

I’m looking on my mobile and didn’t mind :)

[@ayooooitsShan]

Thank you for making this!

[@Series7Guru]

De nada

[@KierstinErwin]

Hello! I found your explication videos and it gave me the confidence to start studying for the S65 (again!). 6/7 years of industy experience and am 6/63 licensed. I watched all your explications and then blew through STC texbook/vieos in 1 week. I take the S65 on Thursday and I am curious if I should go take S7 since info will be fresh in my head. How much overlap is there? Professional opinion on this? Currently scoring 80s & 90s on practice exams. THANK YOU!!!

[@Series7Guru]

Ye. Go for the 7 ASAP.

[@KierstinErwin]

@@Series7Guru Thank you!! I just passed S65 :) I was surprised by the Q bank being so diffrent than the actual exam. Years ago, the exams were more similar to my study material. I'm going to start studying for the 7 Top Off. Do you have a preffered vendor for the S7 Top Off in addition to Kaplan?

[@Spyce77]

@@KierstinErwin Hi! I have my exam in a few days, did you think the Qbank questions were more difficult than the actual exam questions? did the qbank questions still prepare you well enough? your response is greatly appreciated!

[@isaiahjohnson3214]

Dean, I wanted to ask if you do any 1 on 1 review sessions. If so how much would they be?

[@Series7Guru]

Yes. Can be booked at deantinneytutoring.setmore.com. $225 an hour.

[@Grim147]

Question 77 seems to have been removed from the Q Bank. Still curious about that one😊

[@Series7Guru]

What is the QID?

[@chojane7372]

Hi Dean, thank you again. How did you come up with the answer for the question number 112?

[@Series7Guru]

I marked to market based on the the new market value.

[@hohotan5997]

Is this test extremely easy?? I have been using pass perfect(not my choice) and have been scoring from 67-74% and just got a 88% pausing and answering. Any input would be greatly appreciated…. You da man dean!!

[@Series7Guru]

No it is NOT easy and should be resoected.

[@hohotan5997]

@ sorry to come off the wrong way dean easy was not the right word but would you say this exam is closer to actual and pass perfect is not? I know you said you do not like pass perfect as much so not sure if their exams are just too in depth. Appreciate your promptness on the response.

[@Series7Guru]

@hohotan5997 yes. Kaplan has stronger correlation to the actual exam than PassPerfect

[@user-ov2fi2vc4s]

Question #66 threw me for a loop. Under the USA, isn't the exemption for people who SOLELY provide advice on U.S. Government securities? The person clearly provides advice on both futures contracts "in addition to" government securities. If it's in addition to, it's not solely. Therefore, they'd be required to register as an IA.

[@Series7Guru]

What is the QID?

[@user-ov2fi2vc4s]

@@Series7Guru 1438999. By the way, you helped me pass the SIE, 6, 63 and hopefully the 65 tomorrow. Thanks a ton!!

[@kalesoukup3785]

Yeah I think he had Q 66 right it should have been B, QID 1438999

[@markjackson3475]

Isn't it A? He'd register as an IAR not an IA

[@Series7Guru]

@markjackson3475 what is the QID?

[@devanshuamin5748]

Hey Dean, thanks for the very helpful practice test. Question about 129, I thought stock dividends weren't considered sales?

[@Series7Guru]

What is the QID? They are if payment. They are not if no payment.

[@chojane7372]

Hi Dean, thank you for your work, I have been studying through your videos. I was wondering how you got the answer/calculation for the question number 84? thank you!

[@Series7Guru]

6% Taxable X (100%-28% Tax Bracket) = 6% X .72 = 4.32% Tax Free Equivalent

[@chojane7372]

@@Series7Guru thank you so much!

[@peckspacks272]

for question 65, answer IV is differnet from the 10% rule of not owning outstanding company stock since it is labeled as "outstanding shares of another registerd investment company" ?

[@Series7Guru]

Investment companies cannot be principal stockholders of target companies

[@tylerfrank7717]

Question 55. Wouldn't it be $0 because their income exceeds the threshold allowable to contribute to an IRA? Or is the correct answer $6k because the question didn't specify either Trad or Roth IRA, where a Roth has high AGI phaseout and exclusion amounts?

[@Series7Guru]

What is the QID?

[@JoyHub_]

@@Series7Guru I thought this same thing as well. Also what does QID mean?

[@Series7Guru]

@JoyHub_ it is the number in the corner that identifies the question. Question ID.

[@chasing_chika]

Question 66 can you explain why no registration was required considering they are giving advice on futures contracts, please.

[@Series7Guru]

Futures are not securities under the USA. Futures are regulated by the CFTC.

[@gary1488]

I don’t understand #32. It’s a federally covered advisor with an office in State X. Why doesn’t she have to register in X since she is in X?

[@Series7Guru]

IAR of a federally covered IA only registers in a state if they have a place of business

[@gary1488]

@@Series7Guru Right. Doesn't Sharon work for Highwater Advisors? There is a place of business in State X. Is it a misprint and the second State X should be Y?

[@Series7Guru]

What is the QID? In the right hand corner.

[@gary1488]

1263043@@Series7Guru

[@JoyHub_]

@@Series7Guru I am confused on this as well. I thought that where your office was you had to register in that state

[@BigMaccc130]

Great video! I scored an 88 on this test. Did he end up passing????

[@Series7Guru]

He most certainly did!

[@BigMaccc130]

@@Series7Guru I am scheduled to take my 65 next tuesday and was hoping to do an hour tutoring session with you sometime before. I saw on your website that you were all booked up, but I figured it wouldn't hurt to ask directly if you had anything open up!

[@DavidQuinlan-u5n]

Did our friend here pass his S65?

[@Series7Guru]

He did!

[@christopherjames5276]

I did Dean was great

[@DanielCruz-yj5zj]

@@christopherjames5276 Hey Chris, would you say the simulated exams were helpful form Kaplan or would you recommend the mastery exams and midterm as better examples of the 65 exam?

[@Slyding401]

Missed mine with a 68% even with their new score update. I’m hopeful I pass next go around. Sometimes I wish I took the 66 instead. I already have 7 & 63