Jurisdiction of the State Administrator - Series 63 Exam, Series 65 Exam and Series 66 Exam Prep

  Рет қаралды 22,220

Series 7 Guru

Series 7 Guru

Күн бұрын

Пікірлер: 41
@Series7Guru
@Series7Guru 2 жыл бұрын
kzbin.info/www/bejne/Zn7bh2SKhr1mgKc must watch
@susikaamali3097
@susikaamali3097 Жыл бұрын
Hi Dean, I was trying to buy Kaplan Q bank - S66 and used your discount code (Guru 10). However, it's expired. Would you please let me know the new code? Thank you.
@Series7Guru
@Series7Guru Жыл бұрын
@@susikaamali3097 try again. I reset it yesterday. No space Guru10
@susikaamali3097
@susikaamali3097 Жыл бұрын
@@Series7Guru Thank you,!!!
@Series7Guru
@Series7Guru Жыл бұрын
@@susikaamali3097 de nada
@susanwade7717
@susanwade7717 11 ай бұрын
I’ve listened to this carve out several times and what you said about key words they use to trick you hit me….I would love a carve out of key “tricky” words/terms that they like to use….retesting for S66 the 29th of Jan. 😅
@Series7Guru
@Series7Guru 11 ай бұрын
Noted.
@mycailaanselmi2212
@mycailaanselmi2212 Ай бұрын
You helped me pass my SIE and Series 6!!! Now on my Series 63!!
@Series7Guru
@Series7Guru Ай бұрын
Kudos on those testing victories! One more testing victory to complete your test taking/registration hat trick! You got this!
@miigeorgia7014
@miigeorgia7014 11 ай бұрын
Passed the Series 63 this morning. Thank you again sir 🫡
@Series7Guru
@Series7Guru 11 ай бұрын
Kudos!
@RyanGriffithLLC
@RyanGriffithLLC 4 ай бұрын
Great video Dean. Thank you Sir!!! Test is tomorrow at Prometric here in Vegas! 🤘🏻
@Series7Guru
@Series7Guru 4 ай бұрын
Sending you good test vibes!
@RyanGriffithLLC
@RyanGriffithLLC 4 ай бұрын
@@Series7Guru thanks Dean. You’re REALLY doing a great service here for people in need of this material. You have a great way of taking a topic and breaking it down into easily digestible information. I passed today , and a lot of that help was due to you and Brian!!! I’m planning to make a “passing the 65” video on my channel and I was wondering if you’re ok with me mentioning your name and posting a link in the description? Let me know Sir! Thank you again!!
@darlag13
@darlag13 10 ай бұрын
Another great video, thanks Dean!
@Series7Guru
@Series7Guru 10 ай бұрын
Glad you found it helpful.
@SandraFernandes621
@SandraFernandes621 2 жыл бұрын
day 4 of s66 of your videos Dean :) Happy Thanskgiving.
@romanheidi
@romanheidi 14 күн бұрын
Hi Dean, your 1hr day before the exam video really helped me pass my S6 recently; thank you. Curious if you have a playlist for S63 I could be listening to (already added the day before your exam recap to my own playlist) to assist in further understanding these concepts? Thanks in advance - I recommend your channel to everyone I know taking an exam 🤓
@Series7Guru
@Series7Guru 14 күн бұрын
Series 63 Exam Lectures, Practice Tests and Questions: kzbin.info/aero/PLK1IazV_JQbEjys_jUR3yDuTnsP_tc7Rb
@narcissistskryptonite5734
@narcissistskryptonite5734 2 жыл бұрын
Another great video 👍 taking my 65 tomorrow 😱
@Series7Guru
@Series7Guru 2 жыл бұрын
Thanks. Sending you good test vibes.
@pijiu4u
@pijiu4u Жыл бұрын
are you sure RTFQ means read the "full" question??
@Series7Guru
@Series7Guru Жыл бұрын
And it matters why?
@juanitoqueintin5908
@juanitoqueintin5908 3 ай бұрын
14:36 can the administrator force an agent to get more training?
@Series7Guru
@Series7Guru 3 ай бұрын
The testable point is that the Administrator cannot reject an application based on lack of experience
@Wai755
@Wai755 9 ай бұрын
Hi Dean, just to confirm, if a client is a resident of state CA, travel to NV(picked up phone from IAR soliciting the securities ) , and accepted offer in OH, the CA administrator still wont have jurisdiction since the offer is not directed to or accepted in CA? thank you.
@Series7Guru
@Series7Guru 9 ай бұрын
No. The offer was originally directed to California. It is a California resident. California has jurisdiction
@nathanpeters7641
@nathanpeters7641 Жыл бұрын
Hey Dean, could you explain why a sale of a warrant or right is considered an offer?
@Series7Guru
@Series7Guru Жыл бұрын
Only if their is consideration paid. If it just given to existing shareholders with no consideration it is not. Not testable.
@nathanpeters7641
@nathanpeters7641 Жыл бұрын
@@Series7Guru and by consideration does that mean money paid?
@Series7Guru
@Series7Guru Жыл бұрын
@nathanpeters7641 in almost every case yes.
@andreluizbaldo3267
@andreluizbaldo3267 Жыл бұрын
Dean. Can you confirm whether Reg A and Rule 144A are considered Non-exempted transactions and Subject to the state administrator jurisdiction? Thank you
@Series7Guru
@Series7Guru Жыл бұрын
Remember you are being tested on a template not any one states registration process. Will not see either on your exam. Rule 144A exempt transaction because it is with institutional investors. RegA+ Tier 1 needs to be registered through qualification. Tier 2 is an exempt transaction so does not need to registered under USA.
@the_grill_project
@the_grill_project 11 ай бұрын
Kapplan Q bank, Question ID: 1518261, got it right but just to confirm what interest rate are they talking about?
@Series7Guru
@Series7Guru 11 ай бұрын
Send me an email DeantheSeries7Guru@gmail.com. I am off grid. Return Tuesday and I will take a look.
@Whatisgoingon-od9yb
@Whatisgoingon-od9yb 3 ай бұрын
Test tommorow for my s63. My second attempt 🙏🏼
@Series7Guru
@Series7Guru 3 ай бұрын
You got this!
@danielplascencia2504
@danielplascencia2504 3 ай бұрын
Is statute of limitations for civil also 5 years?
@Series7Guru
@Series7Guru 3 ай бұрын
No.
@danielplascencia2504
@danielplascencia2504 3 ай бұрын
@@Series7Guru is it 3 years?
@jaisen8189
@jaisen8189 2 ай бұрын
It’s 3 years from occurrence or 2 years from discovery. To the best of my knowledge as a test taker
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