How to Pass the Series 63 Exam by Knowing the Series 63 Exam. Test Specifications.

[@SaimulAhasan]

Thank you so much Dean, passed SIE, Series 6 and Series 63 -- a major credit to your videos on these subjects.

[@Series7Guru]

Kudos on all those testing victories. Always very gratifying when my videos contribute to test taking victories like yours.

[@anthonyrusso1393]

Thanks Dean for all you do. Supplemented my Kaplan materials with all your video lectures and practice exams. Passed SIE, Series 7 and Series 63 all on the first attempt in a 5 month span. Couldn't have done it without your help. Thanks again for helping out so many of us!

[@Series7Guru]

Kudos on completing your test taking/registration hat trick! Always very gratifying when my videos contribute to test taking victories like yours.

[@kinnisonsumner4787]

Dean- just passed the 7 yesterday thanks to your videos ! I look forward to starting my 63 journey with you soon!

[@Series7Guru]

Kudos!

[@tonygamboa495]

Thank you always for the content Dean, passed SIE and passed Series 7 earlier today 🙏🏾🙏🏾 appreciate it

[@Series7Guru]

Kudos on your first two testing victories! One more victory to complete your test taking/registration hat trick!

[@MKaufman850]

Hi Dean, I want to thank you very much for your work. I passed my Series 7, and you were my Kaplan SIE live class instructor which is how I found the channel. I'm looking forward to seeing these Series 63 videos, for now I wanted to let you know how much your work is appreciated.

[@Series7Guru]

Kudos on your Series 7 testing victory. One more testing victory to go. You got this!

[@stephenhiker9807]

Thank you good sir

[@Series7Guru]

De nada

[@michellebardgett708]

HI Dean - I am taking the Series 63 on Wednesday and have a question that I am getting conflicting answers on: If an Investment Adviser provides advice to investment companies, how much AUM do they have to have to be required to register with the SEC. I am seeing $75 Million in one place and somewhere else I see that they ALWAYS need to be federally registered. Please help...

[@Series7Guru]

Fedearally covered AUM is $100 million or more choose. $110 AUM federally covered.

[@artomchirka5857]

Hey Dean, you helped me pass the SIE and 6. On my 63 now and I am wondering if you ever got the chance to explicate this??

[@Series7Guru]

Not yet.

[@BAHTMR]

I see videos that were recorded live here and there.. do you still go live? when and where if so??

[@Series7Guru]

Live every Tuesday 5 PM PT and for certain podcast episodes.

[@user-xv8ih2li4q]

Hi! What is the video called where you explicate this document? Thank you!

[@Series7Guru]

I have not explicated it.

[@user-xv8ih2li4q]

I looked into your tutoring. Is the tutoring the same as the classes? I saw the Tuesday Lives. Are those the classes your website is referring to? @@Series7Guru

[@Andrew615Boro]

Did you post the explicate video for this?

[@Series7Guru]

Not yet but my lecture on the Uniform Securities Act lecture is most if not all of the 63. Make sure you watch it. it is spot on.

[@user-pc2pq8oo9m]

Hi Dean! Currently working on my 63. Will you be explicating this, similar to what you did with SIE & Series 6

[@Series7Guru]

Yes. But the Mighty Ninety is the entire 63 in 90 minutes.

[@dashawinborne97]

@@Series7Guru could you please share the link for 90 mins full video of 63 I can’t find it on your playlist

[@Series7Guru]

kzbin.info/www/bejne/Zn7bh2SKhr1mgKc

[@JG-hy8kv]

Thanks hard ass test

[@Series7Guru]

Not much room for error. Did you watch USA lecture?

[@JG-hy8kv]

@@Series7Guru yes i like when u nreak down late acron anf things those key points

[@John_doe_77356]

Kaplan is giving me 209 questions to do on registration, issuers I’m guessing I shouldn’t spend a crazy amount of time on this? It’s been giving me a huge burn out in learning this material

[@John_doe_77356]

I took the sie but Kaplan lesson 4.3 exemptions, and exclusions from registration of securities. I know the basic excluded securities but they are making it complicated

[@Series7Guru]

I never feel comfortable recommending a test taker not do all the practice questions or not to read the book.

[@John_doe_77356]

Okay thank you

[@jeraldmundackal4820]

Series 63 in 7 days, finished reading book. Should I just continue watching the rest of this playlist and doing practice questions to get by now?

[@Series7Guru]

Sounds good.

[@jeraldmundackal4820]

@@Series7Guru awesome! Thanks dean !