Series 63 Exam Prep - Practice Test Live Explication

[@Series7Guru]

Series 63 Exam Prep Playlist kzbin.info/aero/PLK1IazV_JQbEjys_jUR3yDuTnsP_tc7Rb

[@annachristine2537]

I just wanted to say thank you for this content. I started in November and I have passed my SIE, Series 6, state insurance and state variable annuities, and I now am taking my 63 in about 2 weeks. I could not have done this without content like yours! The 63 is no joke…

[@Series7Guru]

Kudos on all your testing victories! Always very gratifying when my content contributes to test taking victories like yours

[@emmanuelsoria7342]

Hey Dean, I just wanted to thank you for your content! I passed my SIE, 6, and 63 with your help. Keep up the great work!

[@Series7Guru]

Kudos on completing your test taking/registration hat trick! Always very gratifying when my content contributes to test taking victories like yours

[@RuichengZhang-q4g]

Thank you Dean for doing what you do! I am a freshman in college who just passed the SIE and am currently working on Series 63. Keep up the great work!

[@Series7Guru]

Kudos! Thanks for the shout out.

[@kyobteammarie7636]

Thank you for doing what you do! I am older person switching careers, and you SIE, Series 7 & 63 helped me pass all three exams. Thank you 😊

[@Series7Guru]

De nada. That is awesome! Always very gratifying to help those transitioning into the securities industry. A great industry. Welcome.

[@kyobteammarie7636]

@@Series7Guru Thank you 😄

[@MatthewPequeneza]

hey dean, just letting you know i have my 63 in 4 days and this content is so helpful, the 63 has been alot recently but im finally starting to really get it and credit a good amount to watching these video breakdowns. really helpful stuff and i told everyone in my colleges student managed fund about it

[@Series7Guru]

You got this! Always very gratifying when my videos contribute to test taking victories like yours.

[@shannonferry6745]

Dean I just want to say thank you for these videos they are absolute gold and got me through all my exams. Thank you for everything you do!

[@Series7Guru]

Kudos on completing your testing journey! Always very gratifying when this channel contributes to test taking victories like yours

[@bradyerickson1323]

Hey Dean! I passed my Series 66 today and wanted to thank you for your videos and help along my journey. You have helped so many people!

[@Series7Guru]

Kudos Investment Advisor Representative! Always very gratifying when I contribute to testing victories like yours.

[@auddieoc]

Thanks Dean, just passed my 63 exam. All of your videos were great study materials for me passing SIE/6/63

[@Series7Guru]

Kudos on all your testing victories!

[@sabrinaclark2500]

Hey Dean, taking my 2nd attemp at the 66 on Monday. I am hoping watching your 65 and 63 videos will help me on the 66 just to clear some stuff up. Wish me luck! I appreciate you so much! Thank you for all you do!

[@Series7Guru]

There are videos and video playlists for 66. No need to combinr

[@ajigijigi]

I just watched the whole exam and i also was taking the exam while watching with you and i have my 63 this Saturday so i think i am ready as well and i thank you for your help 👏love from new york .

[@Series7Guru]

You got this. Sending you good test vibes. Circle back to post your testing victory!

[@benbowmaster6775]

Dean, you are the man. Thank you!

[@Series7Guru]

Kudos to you my friend for putting in the work and letting others share your ride.

[@wedgeantilles6134]

These videos are terrific. You sir are being a terrific. Steward to the next generation of advisors.

[@Series7Guru]

You are too kind. Always very gratifying when my channel contributes to test taking victories

[@chrisburns2]

Thanks Dean! Passed my 63 today, last leg of the 4 test journey (65, SIE, 7, 63). 4 - 0 thanks to you! One thing that stood out in the test was the occurance TWICE of the state administrator making an issuer post in two state newspapers about the new security. I guessed that it was something that the administrator could mandate.

[@Series7Guru]

Kudis on all those testing victories! Thanks for paying it forward with this your victory post and debrief

[@bryanc1177]

This would be my dream draw. I hope its this easy. Will be watching all your videos before testing tuesday. Thanks Dean!

[@Series7Guru]

You got this!

[@andrewbodensiek5235]

Hi Dean! I just wanted to stop by and thank you for the material you've put out for the 63. This video in particular really helped pass the Series 63, which I took just this morning. I am interested in learning even more. I'd like take my Series 7, then my 79 after that (next year). I'd love to do a guided test with you, if possible.

[@Series7Guru]

Kudos on your Series 63 testing victory! Always very gratifying when this video contributes to test taking victories like yours.

[@andrewbodensiek5235]

@@Series7Guru is there a way we can sign up for one of your guided lessons for the Series 7?

[@Series7Guru]

@@andrewbodensiek5235 yes at deantinneytutoring.setmore.com

[@veronicamendoza463]

Hi Dean, I love your channel and the explanations and breakdowns of each question. Over explaining and long winded explanations confuse things a bit though. Thank you for all your work and dedication!

[@Series7Guru]

I am who I am. Find another channel or deal with my long winded over.explained answers. Most find that better than the opposite too short under explained. Happy Thanksgiving.

[@TotalCostToServe]

Dang Ben, I was happy with an 83% and you smoked me. :)

[@miigeorgia7014]

Passed the Series 63 this morning. Thank you again sir 🫡

[@katchrist_]

I got 4 wrong. I was confused about coordination vs Notice filing. Now I know, SEC is coordination & federally covered is notice filing

[@emmettkate1370]

Hi Dean, for question 15 (time 23:04), if the registrant is found to be insane/mental incompetent, the Administrator may, by order, cancel the registration of the agent?

[@Series7Guru]

Yes.

[@emmettkate1370]

Thanks. Then why the question 15 answer is not A? @@Series7Guru

[@Series7Guru]

Revoke is a different word than cancel. Revocation is punitive and cancel is not punitive.

[@chancemccrary9298]

Dean, i would love to go through a practice test with you.

[@lucasdesouza2120]

For question #19 she wouldn’t have to register if the Savings and Loan were offering exempt securities or through an exempt transaction right ? Since she is an employee of an issuer.

[@Series7Guru]

Yes

[@MaureenPontius-g5l]

Dean, are the administrator's statutory disqualification standards the same for IAs, IARs, BDs and Agents? My study material isnt quite clear.

[@Series7Guru]

Administrators are usually more stringent. Remember you are being tested on a template called the Uniform Securities Act

[@mickwong6325]

So I have a question about NASAA Delivery requirements for brochure. Question 47 and an earlier question kind of confused me because yes annual delivery of the brochure to existing clients must be made within 120 days of end of adviser's discal year. I get that but there was an earlier question about not needing to do so if no material change on the form. can you elaborate? Do we have to no matter what every 120 days deliver a brochure or only if theres material change... in particular of existing clients

[@Series7Guru]

Only if there are material change

[@mickwong6325]

question 11 - to elaborate, isnt it partners directors and officers are automatically registered as agents IF they fall suit in similar activities? what if the director is director of a branch of the business that is not even close to what agents do?

[@Series7Guru]

No but not testable. Don't make the test harder than it already is.

[@mickwong6325]

lll try not to but i have seen questions that try to trick you on that specific situation @@Series7Guru

[@puilpuil]

Hey! First of all thanks for all the videos super helpful!! Re Q19, how come the S&L don’t fall as exempt securities !? Is it not the same than. bank and saving institution ?

[@Series7Guru]

What is the time stamp or QID?

[@puilpuil]

@@Series7Guru QID 1410633

[@puilpuil]

@@Series7Gurutimestamp 27: 27:34

[@puilpuil]

@@Series7Guru I think I figured it out. It is because she is not working for a “federal” savings and loan

[@alwayslearning6837]

For question 47, i was under the impression that the brochure must be delivered 48 hours before entering into an advisory contract? This is also what it says on investopedia. Can someone clarify?

[@Series7Guru]

It is a must if to be binding and not have the 5 days.

[@juanitoqueintin5908]

How is #39 not (D) ?? No less than 2.2 Million with the IA is enough to satisfy “have at least 1.1 million under management” & #47 I thought “no less than 48 hours prior to entering into any advisory contract” that’s extremely confusing I never read it otherwise…

[@Series7Guru]

What are the QIDs?

[@juanitoqueintin5908]

@@Series7Guru Question 39 QID# is 1410375 Question 47 QID# is 1411325

[@Series7Guru]

2.2 is net worth and 1.1 is AUM. Either is qualified client

[@Series7Guru]

Nothing comes up for 1411325

[@citrinehills7131]

where can I take the cheapest SIE program?

[@Series7Guru]

I don't who has the cheapest

[@juanjon915]

Would you recommend exhausting all Q bank questions ? Or just taking the practice exams should be ok , with high scores

[@Series7Guru]

Yes, if possible.

[@juanjon915]

@@Series7Guruok thanks I got a 92 on this exam , I’m definitely on the right track

[@danielplascencia2504]

Dang I got. 93, 85, 81 so far do you think I'm ready I don't test til the 19th tho

[@Series7Guru]

Yes. You have been ready.

[@jacobjohnson6766]

Why is 1 not part of the answer on question 47?

[@Series7Guru]

Because that is not a requirement. It is about five day if you don't deliver the brochure 8 hours before. If you do that is not a requirement and there is no 5 days.

[@jacobjohnson6766]

@Series7Guru I appreciate you responding so quickly!! That was bugging me. Now I understand. I only missed 6 questions. I feel pretty good about my exam next Friday. I also made an 85% on 3 final exam in pass perfect. Thanks Dean! I've been watching all of you vids during my testing journey. Sie, 6 and now 63. You help me pass them all on the first attempt!

[@SeraChung-lb7px]

Q.#22.Why isn’t D the correct answer?

[@Series7Guru]

Independent insurance producers who sell variable insurance policies must have both an insurance and a securities license. The securities license is as an agent for a broker-dealer. Even though Adrian operates independently, the sponsoring BD has responsibility over any securities-related activity.

[@petecompiano9408]

Hi Dean, If I pass this practice test what are the chances you think I will pass the real exam? Thank you sir!

[@Series7Guru]

Need more than just this one mark. What are your practice tests scores?

[@petecompiano9408]

@@Series7Guru I have a cumulative score of 75% through 600 practice questions. Let me know what you think of that! I have not taken the benchmark exam yet, although I am confident I will pass. I have made my own 'practice exams' by taking the correct amount of questions for each tested unit, then adding up my scores (out of 60) and have been passing those.

[@insidetedshead]

I wish you would have covered the questions you got wrong. Thank you

[@Series7Guru]

Next one.

[@Jayg2420]

Scored an 83 on this butvfor some reason cant get the 72 on the real thing. 3rd time is the charm

[@Series7Guru]

You got it this time. Be confident in the execution of your study plan. Be confident in yourself. Most important be confident in your answers

[@Jayg2420]

Im using knopman marks. They seemed pretty good for the SIE and 6 but I think their 63 material isn't as good.

[@johnw9924]

Took this practice test yesterday, got a 93% (56/60). Took the actual Series 63 exam today, got a 70% (42/60) and failed. The real test was significantly harder than this practice test. There were topics I hadn't even covered while studying. Pretty disappointed, but just wanted to let you know that your comment about this practice test being harder than the real test is 100% false.

[@Series7Guru]

Sounds like the draw from hell. You should not rely on one practice exam. What did you score on others? What paid study materials did you use?

[@seanmoran3470]

Similar thing happened to me. I was getting 80 to 90s on the Solomon exam prep tests and I failed the 66.

[@Series7Guru]

Always should do more than one practice test from more than one vendor. Every draw on the actual exam is different.

[@johnw9924]

I passed on the second go around. I definitely just got shafted on the first draw as the second test was incredibly easy (probably got 100%). Nonetheless, appreciate these videos that you do. @@Series7Guru

[@MUDCATS252]

Not to be rude but it sounds like you failed your exam and are frustrated. Trust me, this short video is not what makes or breaks you on an exam. I also watched this and passed my 7 and 63

[@JohnMcGillewie]

Ticker Symbol NOT!? Cruel and unusual question writing

[@Series7Guru]

Agreed.

[@chela0814]

I got 12 wrong 🥺, taking my exam tomorrow .

[@Series7Guru]

Sending you good test vibes! You got this!

[@chela0814]

@@Series7Guru thank you soo much ! Do you think I’m on ok path with missing 12 questions? I’m using pass perfect and I feel like these questions were much easier 😅

[@Series7Guru]

@chela0814 yes

[@chela0814]

@@Series7Guru I passed!!!!! Thank you so much for all that you do!!

[@rudydacosta4369]

I’m looking for your email to inquire about some private tutoring

[@Series7Guru]

Deantinneytutoring.setmore.com for tutoring. Email is [e-mail]